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Brokerage

Our brokerage division provides high-quality equities and fixed income investment advice and execution services to fund managers, corporations and individual investors. We have highly qualified institutional sales teams that complement our strong Research franchise to provide sound investment advice to our institutional and retail clients. In addition, we have experienced operations staff providing efficient support services for this select group of clients.

With strong franchise in HK, Japan and the rest of Asia, our institutional sales teams can now provide cross border trading services for foreign investors.
 


Below are the documents to open an account with us. Please read carefully and fill in the forms and send us back the required documents.


Open an account: 


Account opening application

Request letter

Authorization letter

Account opening application

Tariff for individual foreign investors

Agreement on Securities Dealing by Fax

Agreement on Securities Dealing by Internet

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